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NMC Fitness to Practise: A Complete Guide for Nurses and Midwives | Probity & Ethics
Nursing Regulation

NMC Fitness to Practise: A Complete Guide for Nurses and Midwives

Every stage of the NMC Fitness to Practise process explained — from initial screening to tribunal outcome — and what nurses and midwives should be doing to protect their registration

Updated: March 2026 | 12 min read | Probity & Ethics

Facing an investigation by the Nursing and Midwifery Council (NMC) is one of the most stressful experiences a nurse or midwife can encounter. The NMC has a statutory duty to investigate concerns about its registrants and, where fitness to practise is found to be impaired, to take action to protect the public. Understanding how the process works — and what you should be doing at each stage — is essential to navigating it effectively and protecting your career.

What Is NMC Fitness to Practise?

Fitness to practise refers to whether a nurse or midwife is capable of practising safely and effectively in accordance with the NMC Code. The NMC investigates concerns when there is reason to believe that a registrant's conduct, competence, or health may have put patients at risk or brought the nursing and midwifery profession into disrepute.

The most common categories of NMC fitness to practise concern include:

  • Misconduct: Dishonesty, breaches of confidentiality, inappropriate relationships with patients, boundary violations, or unprofessional behaviour
  • Poor clinical performance: Clinical errors, poor decision-making, failure to meet the required standards of care, or persistent competence concerns
  • Health: Physical or mental health conditions that are unmanaged and affect the ability to practise safely
  • Criminal convictions or cautions: Convictions or cautions — including those not directly related to clinical practice — that call into question a registrant's fitness to remain on the register
  • Lack of competence: A pattern of below-standard clinical practice that is not addressed through normal employment or supervision routes
Not Every Complaint Leads to an Investigation

The NMC screens all concerns carefully against a fitness to practise threshold. Complaints that are better addressed through an employer's internal processes or the NHS complaints procedure, or that do not meet the seriousness threshold for regulatory action, are not taken forward. A complaint being made against you does not automatically mean a formal NMC investigation will be opened.

The NMC Fitness to Practise Process: Stage by Stage


1 Initial Screening

When a concern is referred to the NMC — whether by a patient, employer, colleague, court, or other body — the NMC's screening team assesses it against the fitness to practise threshold. If the concern does not meet the threshold, it is closed at this stage and the complainant is directed to more appropriate routes.

If the threshold is met, a formal case is opened and you will receive a letter from the NMC notifying you of the concern and the specific allegations being considered.

Your First Step

On receiving a letter from the NMC, contact your professional defence organisation immediately — the Royal College of Nursing (RCN), Unite, or your professional indemnity provider. Do not respond to the NMC directly until you have their guidance. Their involvement from the outset is essential.


2 Investigation and Evidence Gathering

During the investigation, the NMC gathers evidence relevant to the concerns raised. This typically includes:

  • Patient records, care plans, medication records, and clinical documentation
  • Statements from the complainant, colleagues, employers, and other witnesses
  • Independent expert reports assessing clinical performance, where relevant
  • Your employment and registration history
  • Your own written response to the allegations

Your written response at this stage is an important document. A response that demonstrates accountability and genuine insight — where the facts are not in dispute — is more likely to result in a positive outcome than one that appears defensive or minimises the concern. Prepare it carefully with your defence organisation's support.

The NMC will read your written response at every stage of the process that follows. Tone, structure, and the presence or absence of genuine insight all influence how the case is perceived. Take the time to prepare it properly.

3 Interim Orders Tribunal (If Applicable)

In cases where the NMC considers there to be an immediate and serious risk to patient safety or public confidence in the profession, it may apply for an Interim Orders Tribunal (IOT). The IOT can impose an interim suspension of registration or conditions on your practice while the investigation proceeds.

An IOT order is not a finding of guilt. It is a precautionary measure. However, it can have immediate and serious consequences for your ability to work. If you receive notice of an IOT hearing, seek urgent advice from your professional defence organisation.


4 Case Examiner Decision

Once the investigation is complete, the evidence is reviewed by NMC Case Examiners. They consider whether there is a realistic prospect that a tribunal would find the facts proved and that current impairment exists. Possible outcomes at this stage include:

  • No case to answer: The case is closed with no finding against you
  • Consensual panel determination: A sanction agreed without a full hearing, in appropriate cases
  • Warning: A formal warning issued and recorded on the NMC register
  • Undertakings: Voluntary conditions on your practice agreed with the NMC, published on the register
  • Referral to Fitness to Practise Committee: The case proceeds to a formal hearing before a tribunal
Consider Undertakings Carefully

Accepting undertakings avoids a full tribunal hearing, but they are published on the NMC register and may have implications for your employment and ability to work in certain settings. Always seek your defence organisation's advice before agreeing to any undertakings.


5 Fitness to Practise Committee Hearing

Cases referred to the NMC's Fitness to Practise Committee proceed to a formal hearing. These hearings are conducted in three stages: determination of the facts (to the civil standard — balance of probabilities), assessment of whether fitness to practise is currently impaired, and — if impairment is found — determination of the appropriate sanction.

Possible sanctions range from a caution and conditions on registration through to suspension and removal from the NMC register. Removal is reserved for the most serious cases where no lesser sanction is considered sufficient to protect the public.

Remediation — What NMC Panels Look For

Demonstrating genuine, evidenced remediation is one of the most significant factors in any NMC fitness to practise case. Panels assess remediation when determining both whether current impairment exists and what sanction is appropriate. The most persuasive remediation evidence includes:

  • Accredited CPD specifically targeted to the area of concern — not generic training, but learning directly relevant to the failing identified
  • A maintained reflective log covering the period since the concern arose, with specific entries addressing the issues raised
  • Clinical supervision with a named supervisor and a formal written supervisor report
  • Employer references that address the specific concern, not just general professional performance
  • Documented changes to practice — new protocols, changed approaches, or audit evidence showing improvement

Remediation that began early — from the moment you were notified of the concern — carries significantly more weight than evidence assembled shortly before a hearing. Panels consistently distinguish between genuine, proactive engagement and last-minute preparation.

For detailed guidance on writing a reflective statement for NMC proceedings, see our article on how to write a reflective statement for GMC, NMC and GDC purposes.

CPD Accreditation

All Probity & Ethics courses are independently certified by the CPD Certification Service (CPDUK). Our NMC remediation courses cover nursing ethics, professional standards, probity, reflective practice, and professional boundaries — the areas most commonly at issue in NMC fitness to practise cases. All courses are delivered online with an instant CPD certificate suitable for use as remediation evidence.

Start Your NMC Remediation Today

CPD UK Certified courses in nursing ethics, probity, and professional standards — written for nurses and midwives facing NMC investigations. Online. Self-paced. Certificate on completion.

Browse NMC Remediation Courses

Frequently Asked Questions

What triggers an NMC Fitness to Practise investigation?

The NMC investigates when a concern is raised that — if proved — could impair a nurse or midwife's fitness to practise. Common triggers include allegations of misconduct, poor clinical performance, health issues affecting safe practice, and criminal convictions. Not every complaint results in a formal investigation; the NMC screens all concerns against a seriousness threshold before opening a case.

Can I continue working as a nurse during an NMC investigation?

In most cases yes. An investigation alone does not affect your registration or right to practise. However, where the NMC identifies an immediate risk to patient safety or public confidence, it can apply for an Interim Orders Tribunal, which may impose conditions on or suspend your registration pending the outcome of the investigation.

What is the most important thing to do when I receive an NMC letter?

Contact your professional defence organisation immediately — the Royal College of Nursing (RCN), Unite, or your professional indemnity provider. Do not respond to the NMC directly until you have their guidance. Begin building a remediation record as early as possible. Early, evidenced remediation is one of the most influential factors in achieving a positive outcome. Our NMC remediation courses are a practical starting point.

What remediation evidence carries the most weight in NMC proceedings?

The most persuasive evidence combines accredited CPD targeted to the specific concern, a maintained reflective log, supervision records with a written supervisor report, and employer references that address the specific concern. A portfolio combining these elements is significantly more convincing than any single piece of evidence.

Does the NMC regulate midwives as well as nurses?

Yes. The Nursing and Midwifery Council regulates both nurses and midwives registered in the UK. Both are subject to the same fitness to practise process and the same professional standards set out in the NMC Code.

Important Disclaimer

This article is for general informational purposes only and does not constitute legal or professional regulatory advice. If you are facing NMC fitness to practise proceedings, seek independent legal advice and contact your professional defence organisation without delay.